About Adriana Schwartz

Adriana Schwartz is a partner at SRZ and practises in the securities law, regulatory and compliance and shareholder activism areas. She counsels clients on a broad range of issues, including in the regulatory areas of Sections 13 and 16, Rule 144, insider trading, order marking and Regulation M/Rule 105. She also represents clients in private investments in public and private companies, including private investments in public equity (PIPEs), registered direct offerings, convertible 144A offerings, special purpose acquisition companies (SPACs) and Regulation S offerings. Adriana earned her JD, cum laude, from Brooklyn Law School and her BA, cum laude, from the University of Rochester.